Britehorn Securities

Britehorn Securities is a committed partner offering regulatory services to investment bankers, M&A advisors, private funds and institutional placement agents. The firm was conceived by experienced investment bankers, Bobbi Babitz Armstrong and Brett Story, with a clear objective to offer a comprehensive brokerdealer solution from the perspective of deal professionals that understand the unique regulatory landscape affecting institutional capital raising and M&A. Britehorn Securities’ founders are practicing investment bankers with unique blend of expertise stemming from time working on Wall Street and practicing corporate, M&A and securities law. This background translates to a broker dealer solution that is specifically tailored to colleagues operating in similar markets.

Britehorn Securities is more than a service provider; it’s a dedicated collaborator that renders efficient compliance solutions, swift turnaround times, and unrivaled service. Armstrong, articulates the company’s guiding philosophy, “Our primary objective is to provide our registered representatives with a solid regulatory structure, while giving them the freedom to close meaningful transactions.”

Story reaffirms this commitment, “Because we are also investment bankers, we understand deal cycles and where the risks lie in this business so that we can support our representatives from a regulatory standpoint without overwhelming them with unnecessary compliance tasks.”

Britehorn Securities distinguishes itself by its entrepreneurial approach to devising regulatory-compliant solutions. It provides clarity and active engagement throughout the process, setting it apart from many competitors. The firm offers a comprehensive suite of registration services for institutionally-focused professionals, aiming to ensure compliance with all FINRA and SEC regulations. This allinclusive solution includes annual certification, ongoing supervision, rigorous regulatory oversight, and email monitoring. In addition, the firm boasts both in-house and outside regulatory legal counsel as an added backstop to its policies and procedures and to proactively address complex transaction issues as they arise.

Britehorn Securities assures regulatory compliance for its transactions through a blend of robust internal processes and strategic use of technology. A dedicated team of compliance experts oversee all transactions to ensure compliance with regulatory requirements. This team, led by experienced professionals including the Director of Compliance and Financial Operations Professional, brings a wealth of industry experience to the table. They also take a “white glove” approach to service and are available to all Britehorn Securities registered representatives to answer questions and address challenges.

Britehorn Securities’ commitment to flexibility extends to its pricing structures, demonstrating its tailored operational ethos. Constructed carefully by and for investment bankers, M&A advisors, placement agents, and funds, Britehorn Securities emerges as the premier choice for those seeking a personalized and expertly managed approach to broker-dealer services.